From the annual review to perpetual monitoring
A compliance framework built around periodic reviews can carry an assumption worth testing: that a customer screened clean at onboarding stays clean until their next scheduled review.
Tag: intermediate
Tag: intermediate
33 posts · intermediate
Own your compliance data: the case for in-country screening
Ask a compliance team where their customers' most sensitive data lives, and the honest answer may be: "in a vendor's cloud, in another country." Names, national IDs, dates of birth, risk ratings, adverse findings — the whole due-diligence file — sitting in a…
Beyond the watchlist: why a data feed isn’t a compliance programme
It is tempting to treat compliance as something you buy: a subscription to a watchlist and PEP database, and the quiet assumption that a name-check against it is due diligence.
Start with a compliance health check.
A working session with your compliance team, then a walkthrough against your own risk appetite: the lifecycle end to end, scoring weights set to your policy, and a review of the audit trail the system produces.